Advisor Guidance

Advisor Guidance is a regulatory and compliance consulting firm that has supported the needs of registered investment advisors since 2002. Our principals are seasoned veterans with decades of experience in senior management positions within the investment management industry. Our clients range from boutique wealth managers to institutional investment advisors, mutual funds, broker/dealers and service providers to the industry.

Our offices are located in the beautiful Seacoast area of New Castle, New Hampshire, approximately 1 hour north of Boston, Massachusetts and we provide services to both federal and state registered investment advisors across the United States and internationally. Our team of highly experienced industry veterans can efficiently assess and analyze your needs and develop practical, actionable solutions.

We welcome you to look through our site to learn more About Our Services and Our Qualifications. For additional information, please contact us or fill out the form to the right and one of our principals will call.